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Analysis of Major Characters
Holden Caulfield
The number of readers who have been able to identify with
Holden and make him their hero is truly staggering. Something about
his discontent, and his vivid way of expressing it, makes him resonate powerfully
with readers who come from backgrounds completely different from
his. It is tempting to inhabit his point of view and revel in his
cantankerousness rather than try to deduce what is wrong with him.
The obvious signs that Holden is a troubled and unreliable narrator
are manifold: he fails out of four schools; he manifests complete
apathy toward his future; he is hospitalized, and visited by a psychoanalyst,
for an unspecified complaint; and he is unable to connect with other
people. We know of two traumas in his past that clearly have something
to do with his emotional state: the death of his brother Allie and
the suicide of one of his schoolmates. But, even with that knowledge,
Holden’s peculiarities cannot simply be explained away as symptoms
of a readily identifiable disorder.
The most noticeable of Holden’s “peculiarities” is how extremely
judgmental he is of almost everything and everybody. He criticizes
and philosophizes about people who are boring, people who are insecure,
and, above all, people who are “phony.” Holden carries this penchant
for passing judgment to such an extreme that it often becomes extremely
funny, such as when he speculates that people are so crass that
someone will probably write “fuck you” on his tombstone. Holden
applies the term “phony” not to people who are insincere but to
those who are too conventional or too typical—for instance, teachers
who “act like” teachers by assuming a different demeanor in class
than they do in conversation or people who dress and act like the
other members of their social class. While Holden uses the label
“phony” to imply that such people are superficial, his use of the
term actually indicates that his own perceptions of other people
are superficial. In almost every case, he rejects more complex judgments
in favor of simple categorical ones.
A second facet of Holden’s personality that deserves
comment is his attitude toward sex. Holden is a virgin, but he is
very interested in sex, and, in fact, he spends much of the novel
trying to lose his virginity. He feels strongly that sex should
happen between people who care deeply about and respect one another,
and he is upset by the realization that sex can be casual. Stradlater’s
date with Jane doesn’t just make him jealous; it infuriates him
to think of a girl he knows well having sex with a boy she doesn’t
know well. Moreover, he is disturbed by the fact that he is aroused
by women whom he doesn’t respect or care for, like the blonde tourist
he dances with in the Lavender Room, or like Sally Hayes, whom he
refers to as “stupid” even as he arranges a date with her. Finally,
he is disturbed by the fact that he is aroused by kinky sexual behavior—particularly
behavior that isn’t respectful of one’s sex partner, such as spitting
in one’s partner’s face. Although Holden refers to such behavior
as “crumby,” he admits that it is pretty fun, although he doesn’t
think that it should be.
A brief note about Holden’s name: a “caul” is a membrane
that covers the head of a fetus during birth. Thus, the caul in
his name may symbolize the blindness of childhood or the inability
of the child to see the complexity of the adult world. Holden’s
full name might be read as Hold-on Caul-field: he wants to hold
on to what he sees as his innocence, which is really his blindness. Phoebe Caulfield
Before we meet Phoebe, Holden’s side of the story
is all we’ve been given. He implies that he is the only noble character
in a world of superficial and phony adults, and we must take him
at his word. There seems to be a simple dichotomy between the sweet
world of childhood innocence, where Holden wants to stay, and the
cruel world of shallow adult hypocrisy, where he’s afraid to go.
But Phoebe complicates his narrative. Instead of sympathizing with
Holden’s refusal to grow up, she becomes angry with him. Despite
being six years younger than her brother, Phoebe understands that
growing up is a necessary process; she also understands that Holden’s
refusal to mature reveals less about the outside world than it does
about himself. Next to Phoebe, Holden’s stunted emotional maturity
and stubborn outlook seem less charming and more foolish. Phoebe,
then, serves as a guide and surrogate for the audience. Because
she knows her brother better than we do, we trust her judgments
about him. Our allegiance to the narrator weakens slightly once
we hear her side of the story.
Phoebe makes Holden’s picture of childhood—of
children romping through a field of rye—seem oversimplified, an
idealized fantasy. Phoebe’s character challenges Holden’s view of
the world: she is a child, but she does not fit into Holden’s romanticized
vision of childlike innocence. Although she never explicitly states
it, Phoebe seems to realize that Holden’s bitterness toward the
rest of the world is really bitterness toward himself. She sees
that he is a deeply sad, insecure young man who needs love and support.
At the end of the book, when she shows up at the museum and demands
to come with him, she seems not so much to need Holden as to understand
that he needs her. Mr. Antolini
Mr. Antolini is the adult who comes closest to
reaching Holden. He manages to avoid alienating Holden, and being
labeled a “phony,” because he doesn’t behave conventionally. He
doesn’t speak to Holden in the persona of a teacher or authority
figure, as Mr. Spencer does. He doesn’t object to Holden’s calling
him in the middle of the night or to Holden’s being drunk or smoking.
Moreover, by opening his door to Holden on the spur of the moment,
he shows no reservations about exposing his private self, with his
messy apartment, his older wife with her hair in curlers, and his
own heavy drinking.
Mr. Antolini’s advice to Holden about why he should apply
himself to his studies is also unconventional. He recognizes that
Holden is different from other students, and he validates Holden’s
suffering and confusion by suggesting that one day they may be worth
writing about. He represents education not as a path of conformity
but as a means for Holden to develop his unique voice and to find
the ideas that are most appropriate to him.
When Mr. Antolini touches Holden’s forehead as
he sleeps, he may overstep a boundary in his display of concern
and affection. However, there is little evidence to suggest that
he is making a sexual overture, as Holden thinks, and much evidence
that Holden misinterprets his action. Holden indicates in Chapter 19 that
he is extremely nervous around possible homosexuals and that he
worries about suddenly becoming one. We also know that he has been
thinking about sex constantly since leaving Pencey. Finally, this
is not the only scene in which Holden recoils from a physical approach.
He is made very uncomfortable when Sunny pulls off her dress and
sits in his lap. Even when his beloved sister puts her arms around
him, he remarks that she may be a little too affectionate sometimes.
Holden regrets his hasty judgment of Mr. Antolini,
but this mistake is very important to him, because he finally starts
to question his own practice of making snap judgments about people.
Holden realizes that even if Mr. Antolini is gay, he can’t simply
be dismissed as a “flit,” since he has also been kind and generous.
Holden begins to acknowledge that Mr. Antolini is complex and that
he has feelings. |
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