Study Questions & Essay Topics
Study Questions
1. How much should
we trust what the Underground Man tells us? Pick one section of
the text in which you feel he is particularly reliable or unreliable,
and discuss what this might tell us about the text as a whole.
Though there are many passages in the novel
to consider in this context, an especially appropriate one might
be the Underground Man’s description of his servant Apollon in Chapter
XIII of “Apropos of the Wet Snow.” In this passage, the Underground
Man describes Apollon as pedantic, vain, and extremely disdainful
of the Underground Man. He complains that when Apollon does any work
at all, he completes it “as if he were bestowing the highest favor
upon me.” Apollon comes off as a truly insufferable person, and
initially we sympathize with the Underground Man for having to put
up with him.
A closer analysis of the Underground Man’s description,
however, reveals that most of his complaints against Apollon regard
his servant’s physical description. The Underground Man is annoyed with
the way Apollon styles his hair, with the expression on his face, and
with his lisp, even though the Underground Man admits Apollon only
lisps because “his tongue was a bit longer than it should have been.”
If we look through the text for any evidence of Apollon actually
exhibiting rude behavior, we find that though he does speak somewhat
haughtily to the Underground Man, he does so only after the Underground
Man has hurled unprovoked insults and abuse at him. We must also
consider that an important component of what we know about the Underground
Man comes from his interactions with other people. For instance,
in the dinner scene, when we see the Underground Man explode at
Zverkov in the same way he explodes at Apollon, the other characters’
reactions help us to understand how irrational the Underground Man’s
behavior appears. In the scene with Apollon, however, we have access
only to the Underground Man’s account of the conflict. We know that
the Underground Man’s pride has been hurt, that he is anxious about
Liza’s possible arrival, that he is ashamed of his apartment and
his servant, that he is feeling powerless, and that he has a tendency
to take his aggression out on other people. Knowing what we do and
lacking any real evidence of Apollon’s allegedly rude behavior,
we can infer that the Underground Man’s narration is unreliable
here. Throughout the novel, then, we must keep in mind that we cannot
always trust the Underground Man’s descriptions of other characters whose
perspectives we do not get to hear.
2. The Underground
Man uses several images or phrases—the Golden Age, the idea of the
crystal palace, “two-times-two-makes-four,” the mouse-man, and so on—as
metaphors to convey his ideas. Pick two of these images and discuss
their relationship with each other and with the Underground Man’s
arguments.
The crystal palace and the idea of “two-times-two-makes-four”
are both related to the Underground Man’s argument against mankind’s
excessive trust in reason. Both are metaphors for the tendency of
progressive thinkers and “rational egoists” to set up “laws of reason”
as absolutes beyond all possible doubt. The crystal palace symbolizes
the ideal utopian society that humanity will be able to achieve
once it has discovered all of the laws of nature that govern human
behavior. “Two-times-two-makes-four” represents all mathematical
laws which have been proved inalienably true. The application of
laws such as these is what will make the crystal palace possible.
The Underground Man distrusts these laws because, though they might
work in logical formulas, he does not think they can be applied
to human beings. He believes that to shut up humanity in a crystal
palace based on the law of “two-times-two-makes-four” destroys the
complexity and variety of human personalities. Such overly rigid
thinking discounts the importance of individual free will, which
the Underground Man claims will always want to run up against the
“stone wall” of logical fact. It is impossible to disprove “two-times-two-equals-four,”
and since the crystal palace is built on “two-times-two-equals-four,”
it follows that it is impossible to protest the crystal palace.
By definition, the crystal palace is good for humankind. But the
Underground Man wants to be able to stick his tongue out at the
crystal palace, and he says that “two-times-two-equals-five” is
sometimes more satisfying than “two-times-two-equals-four.” The
human mind delights in the irrational as much as the rational, which
implies that the human experience includes, but is not limited to
“two-times-two-equals-four,” and therefore cannot be confined to
the crystal palace.
3. Much of the
Underground Man’s social world centers on people whom he integrates
into his power structure. How does this obsession with rank and
power manifest itself throughout Notes from Underground?
How it is consistent with the Underground Man’s character?
Whenever the Underground Man meets another
person, he immediately feels the need to size him or her up in comparison
to himself. He usually decides that he is much more intelligent,
conscious, and sensitive than the other person, but he is nonetheless
almost always intimidated by the person’s confidence, wealth, attractiveness,
or social standing. The Underground Man feels a strange mixture
of smug pride—stemming from his knowledge of his superior intellect—and
such deep shame about his clothes, his job, his face, or his apartment
that he cannot bear to look the other person in the face. His shame
before others makes him resent them even more, until he strongly
desires to hurt or humiliate them as punishment for making him feel
this shame. However, because the Underground Man feels so inferior
to them, he is powerless to do anything about these desires. As
a result, he is obsessed with power relationships. He craves the
attention of the people whom he believes to have power over him,
like the officer and his former schoolmates, while believing he
should be able to exert power over them at the same time. Because
the Underground Man’s constant feeling of powerlessness is painful
to him, he seeks out situations in which he can feel powerful. He
wants to dominate those whom he feels he outranks in social or economic
standing, such his servant, Apollon, or the prostitute Liza. However,
the Underground Man’s obsession with maintaining his power over
others is so strong that any normal reversal of power in the relationship—Apollon
expecting his wages, Liza seeing the Underground Man in a position
of distress or embarrassment—fills him with shame and rage. Having
accepted the superiority of people he sees as higher in rank than
he, he expects to be able to feel the same kind of superiority over
those who are lower than he. Any disturbance of that power structure
is damaging to his ego.
Suggested Essay Topics
1. Some critics see the Underground
Man as insane, while others see him as a fairly lucid—if maladjusted—observer
of society and his place within it. Evaluate the Underground Man’s sanity,
using concrete examples from the text.
2. The city of St. Petersburg
is an important presence throughout the novel. Select one passage
and explain how St. Petersburg affects the Underground Man. How
does the city function as a character in the text?
3. Though the Underground Man
is not meant to represent Dostoevsky himself, interesting comparisons
can be drawn between the two. What are the most significant similarities and
differences between them?
4. Dostoevsky was famously wary
of the Roman Catholic church. What evidence for this bias can be
found in Part I of Notes from Underground?
5. Dostoevsky had a great talent
for showing his readers the world through the confused eyes of his
characters. How does he use this ability to heighten, rather than
diminish, the sense of realism in the novel?
6. Though elements of Notes
from Underground are tragic, the text is not a “tragedy”
in the formal sense. How does Dostoevsky create this modern, realist
story in a manner very different from the classical literary expectations
of tragedy? Which elements from older forms of tragedy does he include, and
which does he exclude?
7. The Underground Man abhors
the way in which progressive thinkers of his era worship reason,
but he does not necessarily totally reject reason outright. Discuss
his attitude toward reason and logic. What value does he assign
to logical, rational thinking, and how does he make use of it? For
a starting point, pick a passage and begin your discussion with a
close reading.