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Billy Budd, Sailor Herman Melville
Themes, Motifs & Symbols
Themes
Themes are the fundamental and often universal ideas
explored in a literary work.
The Individual Versus Society
Melville is deeply interested in the ways in which society
forces people to curtail or limit their individuality. When the
warship Bellipotent extracts the unassuming Billy
from his former ship, the Rights-of-Man, the symbolism
is relatively explicit: society is all-powerful, it compels men
into participation in war, and in doing so it can readily dispense
with the rights of the individual. The names of the ships aloneBellipotent
means power of warsuggest as much.
Captain Vere's dilemma in dealing with Billy illustrates
how society requires the separation of one's inner feelings from
one's social obligations. In prosecuting Billy, Vere decides to
follow the letter of the law, despite his own sense that Billy personifies
goodness and innocence. Feeling the pressure of his position as
a leader with a responsibility to see that the men obey the Mutiny
Act, Vere forces himself to disregard his own feelings about Billy's
situation and even urges the jurors in the case to do the same.
Laws, not the dictates of individual conscience, govern society;
in order to fill a social role well, it may sometimes be necessary
to act against one's own impulses. To be a good captain, Vere
must do something that he instinctually interprets as morally wrongcondemning
an innocent soul. Being a good captain requires him to be a bad
friend to Billy, just as being a good friend to Billy would require
him to be a bad captain.
In presenting Vere's dilemma, the narrator introduces
a lengthy discussion about the famous mutiny at Nore. The narrator
shows that most of the participants in the mutiny ultimately redeem
themselves in the momentous victory at Trafalgar, where they display true
patriotism. The narrator's point seems to be that the impulses of
individuals are generally good and beneficial to society as a whole.
However, the outcome of the narrator's story is more ominous. Although
the British war machine greatly benefits from the individual enthusiasm
and patriotism of its sailors, the more powerful the navy becomes,
the more it is able to squelch individualism. In fact, the harsh
legislation of the Mutiny Act is passed to suppress any further
murmurings of dissent. Melville seems to suggest that ultimately,
the individual's attempt to assert himself in the face of society
will prove futile.
Conscience Versus Law
Although a number of the characters in Billy Budd possess
strong individual consciences; fundamentally, the people on the
ship are unable to trust one another. Paranoia abounds. Consequently,
life aboard the ship is governed by a strict set of rules, and everybody trusts
the rulesnot the honor or conscience of individualsto maintain
order. The mistrust that the characters feel, and that is likely
also to affect us as we read, stems from the sense that evil is pervasive.
Evil men like Claggart seem to be lurking everywhere. Because it
is impossible to know for sure whether people's intentions are good
or evil, the evil men not only disguise their own insidious designs,
they also impute evil motives to others. Most notably, Claggart
misinterprets Billy's intention in the soup-spilling incident and
subsequently plots his downfall.
The Dansker understands this sort of dishonesty all too
well, and as a result, he has acquired a cynicism in his dealings
with other people. The Dansker's reticence may be interpreted in
different ways, but one plausible interpretation is that he fails
to take direct action against evil men because he fears the consequences
of confronting evil directly, thus leaving other good men like
Billy to fend for themselves. He may represent people who play roles
in order to fit into society, never fully acting on their own impulses
and distancing themselves from the rest of society. In this reading,
the Dansker confronts a dilemma similar to Vere's. The Dansker likes
Billy and tries to help him, but he ultimately sacrifices Billy
to the claustrophobic, paranoid world of the ship, in which men
are disconnected from their own consciences. In Billy Budd, men
who confront the law and men who confront evil suffer similar consequences,
suggesting the dark view that evil and the law are closely connected.
The Vulnerability of Innocence
Billy Budd does not represent goodness so much as he does
innocence, and the conflict between innocence and
evil in this novel is different from the conflict between good and
evil. The narrator makes clear that Billy is not a hero in the traditional
sense. Though he has the good looks and blithe attitude of the ideal
Handsome Sailor, his defining characteristic is extreme naïveté,
not moral strength or courage. Billy does not have a sufficient
awareness of good and evil to choose goodness consciously, let alone
champion it. Because he is unable to recognize evil when confronted
by it, he ultimately allows Claggart to draw him away from virtue
and into violence.
As a youthful, handsome, and popular sailor, Billy wishes
only to be well liked and well-adjusted in his social role. He assumes
that no one has cause to dislike him, and takes everyone at face
value. Claggart, on the other hand, is full of deception, distrust,
and malice, and interprets Billy's placidity as a dangerous façade.
Claggart seems to destroy Billy for no reason other than the latter's
innocence. Evil exists to corrupt innocence, and even though Billy
kills Claggart, in a sense Claggart achieves a double victory over
Billy in his own death. Claggart's actions cause Billy to fall from
both social and moral grace by committing murder, and Billy suffers
death as a consequence.
Motifs
Motifs are recurring structures, contrasts, or literary
devices that can help to develop and inform the text's major themes.
Christian Allegory
Although the narrator rarely alludes to the Bible explicitly, Billy Budd contains
many implicit allusions to the imagery, language, and stories of
the Bible, creating a sustained parallel between Billy's story and
Christ's Passion, the story of Christ's suffering and death on the
cross. Like Christ, Billy sacrifices his life as the innocent victim
of a hostile society. Vere's role in the story parallels that of
Pontius Pilate in the Gospels, as he is the official who permits
the sacrifice by following the letter of the law instead of his
own conscience. Claggart functions as a satanic figure, tempting
Billy into evil and working to destroy him throughout the novel.
Satan is not a part of the story of Christ's Passion, and Claggart's
temptation of Billy more closely mirrors the serpent's temptation
of Adam and Eve in the Garden of Eden than anything in the Gospels.
The narrator makes Claggart's connection to the serpent in Genesis
more explicit by comparing Claggart's dead body to the corpse of
a snake. In addition to these main parallels, the novel's innumerable
Christian references form a complex web of associations and contrasts.
Critics remain sharply divided over whether Billy Budd's
religious imagery represents Melville's embrace of religion or harsh
critique of it, which illustrates the ambiguity of the religious
allegory in the story. Melville leaves to each reader the decision
of what the connection between Billy Budd and Christianity signifies.
Suggestive Names
Throughout the novel, Melville uses names to indicate
ideas about the true nature of people and things. For example, Billy's
last name, Budd, suggests his innocence and youth by conjuring an
image of a flower's bud. Captain Vere's name suggests his tendency
to veer between attitudes. The name of the Rights-of-Man suggests
the greater individual liberties enjoyed by the crew of that happier
ship, while the name of the Bellipotent suggests
its association with war and the power represented by its military
order. The name of the Athée means the atheist,
and when this ship defeats the Bellipotentwhich
carries the characters who stand for Christian figuresthe event
suggests that Christian society moves toward a disastrous fall from
grace as it becomes more dependent on violence and military discipline.
Primitive and Animal Imagery
The narrator frequently uses animal imagery to describe
both Billy and his fellow sailors. For example, the narrator remarks
that Billy appears to have the self-consciousness of a Saint Bernard.
Later, the narrator says that Billy was like a young horse fresh
from the pasture suddenly inhaling a vile whiff from some chemical
factory when presented with the conspiratorial bribe. Again, during
the trial, Billy gives Vere a questioning look not unlike that
which a dog of generous breed might turn upon his master. When
he lashes out at Claggart, Billy is said to resemble a cornered
dog or caged monkey. This animal imagery functions primarily to
highlight Billy's extreme innocence, suggesting moreover that he
is distanced from society because he lacks the proper vocabulary
to understand social interactions. Melville combines this animal
imagery with references to Billy as a babe, a savage, and an
upright barbarian, suggesting that Billy represents Melville's
exploration of what happens to the natural or primitive man when
confronted with the law and Christianity.
Mutiny
Mutiny figures prominently in the plot and historical
background of Billy Budd, and it relates to numerous
themes as well. The feigned mutinous conspiracy presented to Billy
by the anonymous stranger on the upper deck ultimately leads to
his demise. The narrator spends much time detailing the mutinies
that ultimately led to the Mutiny Act, the law that necessitates
Vere's condemnation of Billy. On the one hand, mutiny represents
opposition to war. It also represents individuality and agency in
the face of authority. Still, since a successful mutiny requires
the cooperation of many sailors, it also represents a form of society.
Moreover, this association defines itself in opposition to an authoritarian
force that aims to keep men separated from their fellow dissenters.
Thus, the captains whistle the men back to their individual duties
quickly whenever they hear a murmur in the crowd.
Symbols
Symbols are objects, characters, figures, or colors
used to represent abstract ideas or concepts.
The Ships
Broadly speaking, the H.M.S. Bellipotent symbolizes
society, with the actions of a few characters standing for the state
of human society in general. In a sense, the various ships in the
novel represent different types of societies: the Rights-of-Man symbolizes
a place where individuals maintain their individuality, while the Bellipotent represents
a military world in which, under the threat of violenceand therefore
in the presence of evilthe rules of society impinge upon the individual
rights of men. The Athée, whose name means the
atheist in French, symbolizes the anti-religious aspects of a powerful,
war-driven society.
The Purser and the Surgeon
The purser and the surgeon who debate Billy's story after
his death represent faith and skepticism, the two fundamentally
opposed attitudes toward religious mysteries. The purser believes
that Billy's death indicates some special quality in Billy, possibly
supernatural. The surgeon, on the other hand, maintaining a scientific
viewpoint, refuses to acknowledge Billy's unusually peaceful death
as more than a quirk of matter. Besides dramatizing two long-standing
attitudes toward religion, these two characters and their conversation are
important because they initiate the narrator's exploration of Billy's
posthumous legend. The narrator ultimately calls into question the
novel's larger Christian allegory as he investigates how people
transform events into legendary narratives.
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