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Themes, Motifs & Symbols
Themes
Themes are the fundamental and often universal ideas
explored in a literary work.
Alienation as a Form of Self-Protection
Throughout the novel, Holden seems to be excluded from
and victimized by the world around him. As he says to Mr. Spencer,
he feels trapped on “the other side” of life, and he continually
attempts to find his way in a world in which he feels he doesn’t
belong.
As the novel progresses, we begin to perceive
that Holden’s alienation is his way of protecting himself. Just
as he wears his hunting hat (see “Symbols,” below) to advertise
his uniqueness, he uses his isolation as proof that he is better
than everyone else around him and therefore above interacting with
them. The truth is that interactions with other people usually confuse
and overwhelm him, and his cynical sense of superiority serves as
a type of self-protection. Thus, Holden’s alienation is the source
of what little stability he has in his life.
As readers, we can see that Holden’s alienation
is the cause of most of his pain. He never addresses his own emotions
directly, nor does he attempt to discover the source of his troubles.
He desperately needs human contact and love, but his protective
wall of bitterness prevents him from looking for such interaction.
Alienation is both the source of Holden’s strength and the source
of his problems. For example, his loneliness propels him into his
date with Sally Hayes, but his need for isolation causes him to
insult her and drive her away. Similarly, he longs for the meaningful
connection he once had with Jane Gallagher, but he is too frightened
to make any real effort to contact her. He depends upon his alienation,
but it destroys him. The Painfulness of Growing Up
According to most analyses, The Catcher in the
Rye is a bildungsroman, a novel about a young character’s
growth into maturity. While it is appropriate to discuss the novel
in such terms, Holden Caulfield is an unusual protagonist for a
bildungsroman because his central goal is to resist the process
of maturity itself. As his thoughts about the Museum of Natural
History demonstrate, Holden fears change and is overwhelmed by complexity.
He wants everything to be easily understandable and eternally fixed,
like the statues of Eskimos and Indians in the museum. He is frightened
because he is guilty of the sins he criticizes in others, and because
he can’t understand everything around him. But he refuses to acknowledge
this fear, expressing it only in a few instances—for example, when
he talks about sex and admits that “[s]ex is something I just don’t
understand. I swear to God I don’t” (Chapter 9).
Instead of acknowledging that adulthood scares and mystifies him,
Holden invents a fantasy that adulthood is a world of superficiality
and hypocrisy (“phoniness”), while childhood is a world of innocence,
curiosity, and honesty. Nothing reveals his image of these two worlds
better than his fantasy about the catcher in the rye: he imagines
childhood as an idyllic field of rye in which children romp and
play; adulthood, for the children of this world, is equivalent to
death—a fatal fall over the edge of a cliff. His created understandings
of childhood and adulthood allow Holden to cut himself off from
the world by covering himself with a protective armor of cynicism.
But as the book progresses, Holden’s experiences, particularly his
encounters with Mr. Antolini and Phoebe, reveal the shallowness
of his conceptions. The Phoniness of the Adult World
“Phoniness,” which is probably the most famous
phrase from The Catcher in the Rye, is one of Holden’s
favorite concepts. It is his catch-all for describing the superficiality,
hypocrisy, pretension, and shallowness that he encounters in the
world around him. In Chapter 22, just before
he reveals his fantasy of the catcher in the rye, Holden explains that
adults are inevitably phonies, and, what’s worse, they can’t see their
own phoniness. Phoniness, for Holden, stands as an emblem of everything
that’s wrong in the world around him and provides an excuse for
him to withdraw into his cynical isolation.
Though oversimplified, Holden’s observations are not entirely inaccurate.
He can be a highly insightful narrator, and he is very aware of
superficial behavior in those around him. Throughout the novel he
encounters many characters who do seem affected, pretentious, or
superficial—Sally Hayes, Carl Luce, Maurice and Sunny, and even
Mr. Spencer stand out as examples. Some characters, like Maurice
and Sunny, are genuinely harmful. But although Holden expends so
much energy searching for phoniness in others, he never directly
observes his own phoniness. His deceptions are generally pointless
and cruel and he notes that he is a compulsive liar. For example,
on the train to New York, he perpetrates a mean-spirited and needless
prank on Mrs. Morrow. He’d like us to believe that he is a paragon
of virtue in a world of phoniness, but that simply isn’t the case.
Although he’d like to believe that the world is a simple place,
and that virtue and innocence rest on one side of the fence while
superficiality and phoniness rest on the other, Holden is his own
counterevidence. The world is not as simple as he’d like—and needs—it
to be; even he cannot adhere to the same black-and-white standards
with which he judges other people. Motifs
Motifs are recurring structures, contrasts, or literary
devices that can help to develop and inform the text’s major themes.
Loneliness
Holden’s loneliness, a more concrete manifestation of
his alienation problem, is a driving force throughout the book.
Most of the novel describes his almost manic quest for companionship
as he flits from one meaningless encounter to another. Yet, while
his behavior indicates his loneliness, Holden consistently shies
away from introspection and thus doesn’t really know why he keeps
behaving as he does. Because Holden depends on his isolation to
preserve his detachment from the world and to maintain a level of
self-protection, he often sabotages his own attempts to end his
loneliness. For example, his conversation with Carl Luce and his
date with Sally Hayes are made unbearable by his rude behavior.
His calls to Jane Gallagher are aborted for a similar reason: to
protect his precious and fragile sense of individuality. Loneliness
is the emotional manifestation of the alienation Holden experiences;
it is both a source of great pain and a source of his security. Relationships, Intimacy, and Sexuality
Relationships, intimacy, and sexuality are also recurring
motifs relating to the larger theme of alienation. Both physical
and emotional relationships offer Holden opportunity to break out
of his isolated shell. They also represent what he fears most about
the adult world: complexity, unpredictability, and potential for
conflict and change. As he demonstrates at the Museum of Natural
History, Holden likes the world to be silent and frozen, predictable
and unchanging. As he watches Phoebe sleep, Holden projects his
own idealizations of childhood onto her. But in real-world relationships, people
talk back, and Phoebe reveals how different her childhood is from
Holden’s romanticized notion. Because people are unpredictable,
they challenge Holden and force him to question his senses of self-confidence
and self-worth. For intricate and unspoken reasons, seemingly stemming
from Allie’s death, Holden has trouble dealing with this kind of
complexity. As a result, he has isolated himself and fears intimacy.
Although he encounters opportunities for both physical and emotional
intimacy, he bungles them all, wrapping himself in a psychological
armor of critical cynicism and bitterness. Even so, Holden desperately
continues searching for new relationships, always undoing himself
only at the last moment. Lying and Deception
Lying and deception are the most obvious and
hurtful elements of the larger category of phoniness. Holden’s definition
of phoniness relies mostly on a kind of self-deception: he seems
to reserve the most scorn for people who think that they are something
they are not or who refuse to acknowledge their own weaknesses.
But lying to others is also a kind of phoniness, a type of deception
that indicates insensitivity, callousness, or even cruelty. Of course,
Holden himself is guilty of both these crimes. His random and repeated
lying highlights his own self-deception—he refuses to acknowledge
his own shortcomings and is unwilling to consider how his behavior
affects those around him. Through his lying and deception, Holden
proves that he is just as guilty of phoniness as the people he criticizes. Symbols
Symbols are objects, characters, figures, or colors
used to represent abstract ideas or concepts.
The “Catcher in the Rye”
As the source of the book’s title, this symbol
merits close inspection. It first appears in Chapter 16,
when a kid Holden admires for walking in the street rather than
on the sidewalk is singing the Robert Burns song “Comin’ Thro’ the
Rye.” In Chapter 22, when Phoebe asks Holden what
he wants to do with his life, he replies with his image, from the song,
of a “catcher in the rye.” Holden imagines a field of rye perched high
on a cliff, full of children romping and playing. He says he would like
to protect the children from falling off the edge of the cliff by “catching”
them if they were on the verge of tumbling over. As Phoebe points
out, Holden has misheard the lyric. He thinks the line is “If a body
catch a body comin’ through the rye,” but the actual lyric is “If
a body meet a body, coming through the rye.”
The song “Comin’ Thro’ the Rye” asks if it is
wrong for two people to have a romantic encounter out in the fields,
away from the public eye, even if they don’t plan to have a commitment
to one another. It is highly ironic that the word “meet” refers
to an encounter that leads to recreational sex, because the word
that Holden substitutes—“catch”—takes on the exact opposite meaning
in his mind. Holden wants to catch children before they fall out
of innocence into knowledge of the adult world, including knowledge
of sex. Holden’s Red Hunting Hat
The red hunting hat is one of the most recognizable symbols
from twentieth-century American literature. It is inseparable from
our image of Holden, with good reason: it is a symbol of his uniqueness and
individuality. The hat is outlandish, and it shows that Holden desires
to be different from everyone around him. At the same time, he is
very self-conscious about the hat—he always mentions when he is
wearing it, and he often doesn’t wear it if he is going to be around
people he knows. The presence of the hat, therefore, mirrors the
central conflict in the book: Holden’s need for isolation versus his
need for companionship.
It is worth noting that the hat’s color, red,
is the same as that of Allie’s and Phoebe’s hair. Perhaps Holden
associates it with the innocence and purity he believes these characters
represent and wears it as a way to connect to them. He never explicitly
comments on the hat’s significance other than to mention its unusual
appearance. The Museum of Natural History
Holden tells us the symbolic meaning of the museum’s
displays: they appeal to him because they are frozen and unchanging.
He also mentions that he is troubled by the fact that he has changed
every time he returns to them. The museum represents the world Holden
wishes he could live in: it’s the world of his “catcher in the rye”
fantasy, a world where nothing ever changes, where everything is
simple, understandable, and infinite. Holden is terrified by the
unpredictable challenges of the world—he hates conflict, he is confused
by Allie’s senseless death, and he fears interaction with other
people. The Ducks in the Central Park Lagoon
Holden’s curiosity about where the ducks go during the
winter reveals a genuine, more youthful side to his character. For
most of the book, he sounds like a grumpy old man who is angry at
the world, but his search for the ducks represents the curiosity
of youth and a joyful willingness to encounter the mysteries of
the world. It is a memorable moment, because Holden clearly lacks
such willingness in other aspects of his life.
The ducks and their pond are symbolic in several ways.
Their mysterious perseverance in the face of an inhospitable environment resonates
with Holden’s understanding of his own situation. In addition, the
ducks prove that some vanishings are only temporary. Traumatized
and made acutely aware of the fragility of life by his brother Allie’s
death, Holden is terrified by the idea of change and disappearance.
The ducks vanish every winter, but they return every spring, thus
symbolizing change that isn’t permanent, but cyclical. Finally,
the pond itself becomes a minor metaphor for the world as Holden
sees it, because it is “partly frozen and partly not frozen.” The
pond is in transition between two states, just as Holden is in transition
between childhood and adulthood. |
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