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Aristotle
Physics: Books I to IV
The Physics takes its title from the
Greek word phusis, which translates more accurately
as “the order of nature.” The first two books of the Physics are
Aristotle’s general introduction to the study of nature. The remaining
six books treat physics itself at a very theoretical, generalized
level, culminating in a discussion of God, the First Cause.
Summary
The Physics opens with an investigation
into the principles of nature. At root, there must be a certain
number of basic principles at work in nature, according to which
all natural processes can be explained. All change or process involves
something coming to be from out of its opposite. Something comes
to be what it is by acquiring its distinctive formfor example,
a baby becomes an adult, a seed becomes a mature plant, and so on.
Since this the baby or the seed were working toward this form all
along, the form itself (the idea or pattern of the mature specimen)
must have existed before the baby or seed actually matured. Thus,
the form must be one of the principles of nature. Another principle
of nature must be the privation or absence of this form, the opposite
out of which the form came into being. Besides form and privation,
there must be a third principle, matter, which remains constant
throughout the process of change. If nothing remains unchanged when
something undergoes a change, then there would be no “thing” that
we could say underwent the change. So there are three basic principles
of nature: matter, form, and privation. For example, a person’s
education involves the form of being educated, the privation of
being ignorant, and the underlying matter of the person who makes
the change from ignorance to education. This view of the principles
of nature resolves many of the problems of earlier philosophers
and suggests that matter is conserved: though its form may change,
the underlying matter involved in changes remains constant.
Change takes place according to four different kinds of
cause. These causes are closer to what we might call “explanations”:
they explain in different ways why the change came to pass. The
four causes are (1) material cause, which explains what something
is made of; (2) formal cause, which explains the form or pattern
to which a thing corresponds; (3) efficient cause, which is what
we ordinarily mean by “cause,” the original source of the change;
and (4) final cause, which is the intended purpose of the change.
For example, in the making of a house, the material cause is the
materials the house is made of, the formal cause is the architect’s
plan, the efficient cause is the process of building it, and the
final cause is to provide shelter and comfort. Natural objects,
such as plants and animals, differ from artificial objects in that
they have an internal source of change. All the causes of change
in artificial objects are found outside the objects themselves,
but natural objects can cause change from within.
Aristotle rejects the idea that chance constitutes a fifth
cause, similar in nature to the other four. We normally talk about
chance in reference to coincidences, where two separate events,
which had their own causes, coincide in a way that is not explained
by either set of causes. For instance, two people might both have
their own reasons for being in a certain place at a certain time,
but neither of these sets of reasons explains the coincidence of
both people being there at the same time.
Final causes apply to nature as much as to art, so everything
in nature serves a useful purpose. Aristotle argues against the
views both of Democritus, who thinks that necessity in nature has
no useful purpose, and of Empedocles, who holds an evolutionary
view according to which only those combinations of living parts
that are useful have managed to survive and reproduce themselves.
If Democritus were right, there would be as many useless aspects
of nature as there are useful, while Empedocles’ theory does not
explain how random combinations of parts could come together in
the first place.
Books III and IV examine some fundamental concepts of
nature, starting with change, and then treating infinity, place,
void, and time. Aristotle defines change as “the actuality of that
which exists potentially, in so far as it is potentially this actuality.”
That is, change rests in the potential of one thing to become another.
In all cases, change comes to pass through contact between an agent
and a patient, where the agent imparts its form to the patient and
the change itself takes place in the patient.
Either affirming or denying the existence of infinity
leads to certain contradictions and paradoxes, and Aristotle finds
an ingenious solution by distinguishing between potential and actual
infinities. He argues that there is no such thing as an actual infinity:
infinity is not a substance in its own right, and there are neither
infinitely large objects nor an infinite number of objects. However,
there are potential infinities in the sense that, for example, an
immortal could theoretically sit down and count up to an infinitely
large number but that this is impossible in practice. Time, for
example, is a potential infinity because it potentially extends
forever, but no one who is counting time will ever count an infinite
number of minutes or days.
Aristotle asserts that place has a being independent of
the objects that occupy it and denies the existence of empty space,
or void. Place must be independent of objects because otherwise
it would make no sense to say that different objects can be in the
same place at different times. Aristotle defines place as the limits
of what contains an object and determines that the place of the
earth is “at the center” and the place of the heavens as “at the
periphery.”
Aristotle’s arguments against the void make a number of
fundamental errors. For example, he assumes that heavier objects
fall faster than lighter ones. From this assumption, he argues that
the speed of a falling object is directly proportional to an object’s
weight and inversely proportional to the density of the medium it
travels through. Since the void is a medium of zero density, that
would mean that an object would fall infinitely fast through a void,
which is an absurdity, so Aristotle concludes that there cannot
be such a thing as a void.
Aristotle closely identifies time with change. We register
that time has passed only by registering that something has changed.
In other words, time is a measure of change just as space is a measure of
distance. Just as Aristotle denies the possibility of empty space,
or void, Aristotle denies the possibility of empty time, as in time
that passes without anything happening.
Analysis
Aristotle’s conception of the natural world is based fundamentally on
change. Rather than simply accept the fact that things change, Aristotle
marvels at this fact and puzzles over how the world must be if change
is possible. What change is and how it comes to pass sit at the
heart of Aristotle’s scientific investigations. He investigates the
fundamental principles of nature by asking what takes place in a process
of change. He outlines four causes that explain change. He treats
time as a measure of change. Later in the Physics, he
expends a great deal of ingenuity on refuting paradoxes that suggest
that change does not exist. This fascination with change allows
Aristotle to look more deeply into the workings of nature than most
of us would think to. By the end of book I, he claims to have discovered the
three basic principles of nature without which change would be impossible.
That is, by asking how it is that change might be possible, he develops
a basic sense of how the universe must be arranged.
Aristotle’s investigation of the principles of matter
leads him to draw the important distinction between form and matter.
A classic example that illustrates this distinction is that of a
bronze statue: the bronze is the matter, while the figure of the
statue is the form. Neither matter nor form can exist independently.
Even a lump of bronze would have some form, though the form would
be less distinctive than that of a statue. Similarly, it would be
impossible for a form to exist without some matter to take on that
form. The statue need not be made of bronze to have its form, but
it must be made of something. The form–matter distinction does a
great deal of work for Aristotle, especially in the Physics and
the Metaphysics, as it allows him to explain how
something can both change and remain the same. If the bronze statue
were melted down, for instance, the form would have changed but
the matter would remain the same. If there were no unchanging matter,
we would have no grounds for saying that the lump of bronze was
in some way the same bronze as that which made up the statue.
Aristotle’s conception of change as being a process of
something coming to be out of its opposite is troubling and does
not sit well with his conception of the four causes. The idea gains
strength from instances of change between binary opposites. For
example, for something to become hot, it must have been colder before,
so we can say that heat comes to be from out of its opposite, cold.
However, there are many examples of change that do not mediate between binary
opposites. In the summary just presented, we used the example of
building a house when discussing the four causes. Aristotle might
argue that the house comes to be from out of its opposite, which
is “not a house,” but this is unconvincing. A house comes to be
from out of a pile of bricks, wood, and mortar, and it seems far-fetched
to argue that a pile of bricks, wood, and mortar are the opposite
of a house. That same pile of bricks, wood, and mortar could be
used to build many different kinds of structure, so Aristotle would
have to say that the same pile of bricks, wood, and mortar is the
opposite of an infinite number of possible buildings.
In his treatment of final causes, Aristotle boldly asserts
that all of nature is teleological, meaning that it is organized
toward a final end. In other words, he believes that all natural
things have not only form and matter but also purpose. This belief
in teleology deeply informs all of Aristotle’s work, from his scientific
writings to his ethics. This belief also clashes sharply with modern
conceptions of science, which explicitly does not try to identify
purpose in the processes it observes. Aristotle’s conception of
teleology in nature comes primarily from his impression of biological
organisms, all of which are complex and highly efficient. Such organisms
could not possibly come into being at random, he reasons, and so
must all be designed with a particular purpose. It is interesting
to note that, in arguing for this conclusion, Aristotle rejects
an evolutionary conception of nature as advanced by Empedocles.
Empedocles did not have the understanding of genetics or speciation
that make modern evolutionary biology coherent, so Aristotle’s attack
on Empedocles is valid. This fact may lead us to wonder, however,
whether we might have developed modern evolutionary biology sooner
than the nineteenth century had Aristotle not convinced his peers
that Empedocles’ views were mistaken.
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