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The Birth of Tragedy
Summary
Artistic creation depends on a tension between two opposing
forces, which Nietzsche terms the “Apollonian” and the “Dionysian.” Apollo
is the Greek god of light and reason, and Nietzsche identifies the
Apollonian as a life- and form-giving force, characterized by measured
restraint and detachment, which reinforces a strong sense of self.
Dionysus is the Greek god of wine and music, and Nietzsche identifies
the Dionysian as a frenzy of self-forgetting in which the self gives
way to a primal unity where individuals are at one with others and
with nature. Both the Apollonian and the Dionysian are necessary
in the creation of art. Without the Apollonian, the Dionysian lacks
the form and structure to make a coherent piece of art, and without
the Dionysian, the Apollonian lacks the necessary vitality and passion.
Although they are diametrically opposed, they are also intimately
intertwined.
Nietzsche suggests that the people of ancient Greece were
unusually sensitive and susceptible to suffering and that they refined
the Apollonian aspect of their nature to ward off suffering. The
primal unity of the Dionysian brings us into direct apprehension
of the suffering that lies at the heart of all life. By contrast,
the Apollonian is associated with images and dreams, and hence with
appearances. Greek art is so beautiful precisely because the Greeks
relied on the appearances generated by images and dreams to shield
themselves from the reality of suffering. The early, Doric period
of Greek art is dull and prim because the Apollonian influence too
heavily outweighs the Dionysian.
The Greek tragedies of Aeschylus and Sophocles, which Nietzsche
considers to be among humankind’s greatest accomplishments, achieve
their sublime effects by taming Dionysian passions by means of the
Apollonian. Greek tragedy evolved out of religious rituals featuring
a chorus of singers and dancers, and it achieved its distinctive
shape when two or more actors stood apart from the chorus as tragic
actors. The chorus of a Greek tragedy is not the “ideal spectator,”
as some scholars believe, but rather the representation of the primal
unity achieved through the Dionysian. By witnessing the fall of
a tragic hero, we witness the death of the individual, who is absorbed
back into the Dionysian primal unity. Because the Apollonian impulses
of the Greek tragedians give form to the Dionysian rituals of music
and dance, the death of the hero is not a negative, destructive
act but rather a positive, creative affirmation of life through
art.
Unfortunately, the golden age of Greek tragedy lasted
less than a century and was brought to an end by the combined influence
of Euripides and Socrates. Euripides shuns both the primal unity induced
by the Dionysian and the dreamlike state induced by the Apollonian,
and instead he turns the Greek stage into a platform for morality
and rationality. Rather than present tragic heroes, Euripides gives
his characters all the foibles of ordinary human beings. In all
these respects, Nietzsche sees Socrates’ influence on Euripides. Socrates
effectively invented Western rationality, insisting that there must
be reasons to justify everything. He interpreted instinct as a lack
of insight and wrongdoing as a lack of knowledge. By making the
world seem knowable and all truths justifiable, Socrates gave birth
to the scientific worldview. Under Socrates’ influence, Greek tragedy
was converted into rational conversation, which finds its fullest
expression in Plato’s dialogues.
The modern world has inherited Socrates’ rationalistic
stance at the expense of losing the artistic impulses related to
the Apollonian and the Dionysian. We now see knowledge as worth
pursuing for its own sake and believe that all truths can be discovered
and explained with enough insight. In essence, the modern, Socratic,
rational, scientific worldview treats the world as something under
the command of reason rather than something greater than what our
rational powers can comprehend. We inhabit a world dominated by
words and logic, which can only see the surfaces of things, while
shunning the tragic world of music and drama, which cuts to the
heart of things. Nietzsche distinguishes three kinds of culture:
the Alexandrian, or Socratic; the Hellenic, or artistic; and the
Buddhist, or tragic. We belong to an Alexandrian culture that’s
bound for self-destruction.
The only way to rescue modern culture from self-destruction
is to resuscitate the spirit of tragedy. Nietzsche sees hope in
the figure of Richard Wagner, who is the first modern composer to
create music that expresses the deepest urges of the human will,
unlike most contemporary opera, which reflects the smallness of
the modern mind. Wagner’s music was anticipated by Arthur Schopenhauer,
who saw music as a universal language that makes sense of experience
at a more primary level than concepts, and Immanuel Kant, whose
philosophy exposes the limitations of Socratic reasoning. Not coincidentally,
Wagner, Schopenhauer, and Kant are all German, and Nietzsche looks
to German culture to create a new golden age.
We have no direct understanding of myth anymore, but we always
mediate the power of myth through various rationalistic concepts,
such as morality, justice, and history. So far, the tremendous influence
of Greek culture has done very little to shift our own culture’s
opposition to art because we tend to interpret the Greeks according
to our own standards and read tragedies as expressions of moral,
rational forces rather than expressions of the mythic forces of
the Apollonian and the Dionysian. Myth gives us a sense of wonder
and a fullness of life that our present culture lacks. Nietzsche urges
a return to our deeper selves, which are entwined in myth, music,
and tragedy. Analysis
Nietzsche’s concept of the Dionysian, which he refines
and alters over the course of his career, stands as a pointed counterbalance
to the thoroughgoing rationality that is so prominent in most philosophy.
In most scholarly investigations, the importance of truth and knowledge
are taken as givens, and thinkers trouble themselves only over questions
of how best to achieve truth and knowledge. By contrast, Nietzsche
questions where this drive for truth and knowledge come from and
answers that they are products of a particular, Socratic view of
the world. Deeper than this impulse for truth is the Dionysian impulse
to give free rein to the passions and to lose oneself in ecstatic
frenzy. We cannot properly appreciate or criticize the Dionysian
from within a tradition of rationality because the Dionysian stands
outside rationality. As much as the civilized world may wish to
deny it, the Dionysian is the source of our myths, our passions,
and our instincts, none of which are bounded by reason. While the
civilizing force of the Apollonian is an essential counterbalance—contrary
to some stereotypes of Nietzsche, he is firmly against the complete
abandonment of reason and civilization—Nietzsche warns that we lose
the deepest and richest aspects of our nature if we reject the Dionysian
forces within us.
For Nietzsche, art is not just a form of human activity
but is rather the highest expression of the human spirit. The thrust
of the book is well expressed in what is perhaps its most famous
line, near the end of section 5: “it is only as an aesthetic
phenomenon that existence and the world are eternally justified.”
One of Nietzsche’s concerns in The Birth of Tragedy is
to address the question of the best stance to take toward existence
and the world. He criticizes his own age (though his words apply
equally to the present day) for being overly rationalistic, for
assuming that it is best to treat existence and the world primarily
as objects of knowledge. For Nietzsche, this stance makes life meaningless
because knowledge and rationality in themselves do nothing to justify
existence and the world. Life finds meaning, according to Nietzsche,
only through art. Art, music, and tragedy in particular bring us
to a deeper level of experience than philosophy and rationality.
Existence and the world become meaningful not as objects of knowledge
but as artistic experiences. According to Nietzsche, art does not
find a role in the larger context of life, but rather life takes
on meaning and significance only as it is expressed in art.
By attacking Socrates, Nietzsche effectively attacks the
entire tradition of Western philosophy. While a significant group
of Greek philosophers predate Socrates, philosophy generally identifies
its start as a distinctive discipline in Socrates’ method of doubt,
dialogue, and rational inquiry. While Nietzsche acknowledges that Socrates
gave birth to a new and distinctive tradition, he is more interested
in the tradition that Socrates managed to replace. Greek tragedy
as Nietzsche understands it cannot coexist in a world of Socratic
rationality. Tragedy gains its strength from exposing the depths
that lie beneath our rational surface, whereas Socrates insists that
we become fully human only by becoming fully rational. From Socrates
onward, philosophy has been the pursuit of wisdom by rational methods.
In suggesting that rational methods cannot reach to the depths of
human experience, Nietzsche suggests that philosophy is a shallow
pursuit. True wisdom is not the kind that can be processed by the
thinking mind, according to Nietzsche. We find true wisdom in the
Dionysian dissolution of the self that we find in tragedy, myth,
and music.
Nietzsche wrote The Birth of Tragedy at
a time when he was most heavily under Wagner’s influence. Nietzsche
had met Wagner as a young man and was deeply honored when Wagner
chose to befriend him. Wagner impressed his own views on life and
art on Nietzsche, and The Birth of Tragedy is,
in many ways, a philosophical justification for the work Wagner
was carrying out in his operas. Over the course of the 1870s, however,
Nietzsche became increasingly disillusioned with Wagner, and his
mature works, starting with Human, All-Too-Human,
show Nietzsche finding his own distinctive voice, free from Wagner’s
influence. In particular, Nietzsche became disgusted with Wagner’s
shallow pro-German nationalism and his anti-Semitism. In contrast
to Nietzsche’s later biting attacks on nationalism, The
Birth of Tragedy bears Wagner’s influence in its pride
in German culture and its hope that a purified German culture can
rescue European civilization from the deadening influence of Socratic
rationalism. |
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