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On the Genealogy of Morals
Summary
On the Genealogy of Morals, sometimes
translated as On the Genealogy of Morality, consists
of three essays, each of which questions the value of our moral
concepts and examines their evolution.
The first essay, “‘Good and Evil,’ ‘Good and Bad,’” examines
the evolution of two distinctive moral codes. The first, “knightly-aristocratic”
or “master” morality, comes from the early rulers and conquerors,
who judged their own power, wealth, and success to be “good” and
the poverty and wretchedness of those they ruled over to be “bad.”
Nietzsche associates the second, “priestly” or “slave” morality,
primarily with the Jews. This morality originates with priests,
who despise the warrior caste and condemn their lustful power as
evil, while calling their own state of poverty and self-denial good.
This slave morality turns master morality on its head. Driven by
a feeling of ressentiment, or resentment, slave
morality is much deeper and more refined than master morality. Its
crowning achievement is Christianity: Christian love is born from
hatred. While slave morality is deeper and more interesting than
the casual self-confidence of the masters, Nietzsche worries that
it has rendered us all mediocre. Modern humans, who have inherited
the mantle of slave morality, prefer safety and comfort to conquest
and risk. The slave morality of the priestly caste focuses the attention
on the evil of others and on the afterlife, distracting people from
enjoying the present and improving themselves.
Nietzsche illustrates the contrast between the two kinds
of morality by reference to a bird of prey and a lamb. Nietzsche
imagines that the lambs may judge the birds of prey to be evil for
killing and consider themselves good for not killing. These judgments
are meaningless, since lambs do not refrain from killing out of
some kind of moral loftiness but simply because they are unable
to kill. Similarly, we can only condemn birds of prey for killing
if we assume that the “doer,” the bird of prey, is somehow detachable from
the “deed,” the killing. Nietzsche argues that there is no doer behind
the deed, taking as an example the sentence, “lightning flashes.”
There is no such thing as lightning separate from the flash. Our
assumption that there are doers who are somehow distinct from deeds
is simply a prejudice inspired by the subject–predicate form of
grammar. Slave morality detaches subject from predicate, doer from
deed, and identifies the subject with a “soul,” which is then liable
to judgment. While slave morality is definitely dominant in the
modern world, Nietzsche hopes that master morality will have a resurgence.
In the second essay, “‘Guilt,’ ‘Bad Conscience,’ and the
Like,” Nietzsche suggests that our concept of guilt originally had
no moral overtones, identifying a similarity in the German words
for guilt and debt. A person in
debt was “guilty” and the creditor could make good on the debt by
punishing the debtor. Punishment was not intended to make the debtor
feel badly but simply to bring pleasure to the creditor. Punishment
was cruel but cheerful: there were no hard feelings afterward. A
society with laws is like a creditor: when someone breaks the law,
they have harmed society and society can exact punishment. The concept
of justice in effect takes punishment out of the hands of individuals
by claiming that, in a society, it is not individuals but laws that
are transgressed, and so it is the laws, not individuals, that must
exact punishment. Reflecting on the many different purposes punishment
has served over the ages, Nietzsche observes that all concepts have
a long and fluid history where they have had many different meanings.
The meanings of concepts are dictated by a will to power, where
concepts are given meanings or uses by the different wills that
appropriate them.
Nietzsche identifies the origin of bad conscience in the
transition from hunter–gatherer to agrarian societies. Our violent
animal instincts ceased to be useful in a cooperative society, and
we suppressed them by turning them inward. By struggling within
ourselves, we carved out an inner life, bad conscience, a sense
of beauty, and a sense of indebtedness to our ancestors, which is
the origin of religion. At present, we direct our bad conscience
primarily toward our animal instincts, but Nietzsche urges us instead
to direct our bad conscience against the life-denying forces that
suppress our instincts.
The title of the third essay poses the question, “What
Is the Meaning of Ascetic Ideals?” Why have people from various
cultures pursued an ascetic life of self-denial? Nietzsche suggests
that asceticism enhances the feeling of power by giving a person
complete control over him- or herself. In many cases, then, asceticism
is ultimately life affirming rather than life denying. Ascetic ideals
manifest themselves differently among different kinds of people.
A sort of philosophical asceticism leads philosophers to claim that
the world around them is illusory. This is one way of looking at
things, and Nietzsche applauds looking at matters from as many perspectives
as possible. There is no single right way to look at the truth,
so it’s best to be flexible in our viewpoints.
Nietzsche sees asceticism as being born of spiritual sickness. Those
that find the struggle of life too hard turn against life and find it
blameworthy. Nietzsche sees the majority of humanity as sick and sees
priests as doctors who are themselves sick. Religion addresses this
spiritual sickness partly by extinguishing the will through meditation
and work but also through “orgies of feeling,” manifest in the consciousness
of sin and guilt. We condemn ourselves as sinners and masochistically
punish ourselves. Science and scholarship are not alternatives to
the ascetic ideals of religion. They simply replace the worship
of God with the worship of truth. A healthy spirit must question
the value of truth. Nietzsche concludes by observing that while
ascetic ideals direct the will against life, they still constitute
a powerful exercise of the will: “Man would rather will nothingness than not will.” Analysis
In his essay, “Nietzsche, Genealogy, History,” Michel
Foucault notes an important distinction in Nietzsche’s work between
the concepts of genealogy and origin. An origin suggests a fixed
starting point and, hence, an original essence with which something
is associated. For example, the Adam and Eve story of creation locates human
origins in the Garden of Eden. Naturally, we have changed since
the time of Adam and Eve, but certain essential features, such as
original sin, remain with us. Genealogy fits more comfortably with
the paradigm of Darwinian evolution. With genealogy, there is no
fixed starting point and no essential features, just a gradual and often
haphazard progression from one state to another. We might understand
Nietzsche’s main purpose in this book as being to shift our understanding
of morality from an origins model to a genealogy model. That is,
we tend to think of moral concepts like good and evil as stable,
grounded in some distant origin. Nietzsche attempts to show that
our moral concepts have always been fluid, to the point that the
word good, for example, has had contrary meanings
to different people. Our moral concepts have a long genealogy and
are by no means fixed. By dislodging the idea that good and evil
exist somehow independently of our wills, Nietzsche encourages a
greater sense of agency with regard to our moral lives.
Nietzsche explains the fluidity of moral concepts by reference
to the will to power. According to Nietzsche, the will to power
is the fundamental drive in the universe. Every will has a desire
for independence and to dominate other wills, though this will to
power expresses itself in many different ways. For instance, the
schoolyard bully achieves physical power over others, while the
nerd studies hard to achieve an intellectual kind of power. Since
all concepts are human inventions, Nietzsche argues, all concepts
are ultimately the expression of some will or other. For example,
the concept of good can mean wealth and vigor or it can mean meekness
and charity, depending on who interprets it. If we seem to have
relatively fixed moral concepts in this day and age, that is only
a result of the triumph of slave morality over all other points
of view. By assuming that these concepts have fixed meanings, we
are surrendering our will to the wills of those who framed these
concepts. Strong-willed people, according to Nietzsche, resist the
categories of thought that are foisted upon them and have the independence
and creativity to see the world from their own distinctive perspectives.
While it often seems as if Nietzsche praises the morality
of ancient aristocratic cultures and condemns Judeo-Christian “slave” morality,
he does not simply advocate a return to the older “master” morality.
Although its net effect has been detrimental, slave morality has
brought a number of benefits. While ancient conquerors had clearer
consciences, they were also shallow. We have become deep and cunning
and have acquired the characteristics that distinguish us from animals,
as a result of the slave’s turning inward. Those who cannot successfully
project their will to power outward and dominate those around them
project it inward instead and gain fearsome power over themselves.
The dominance of Judeo-Christian morality in the modern age is evidence
of how the slave’s inner strength is much more powerful than the
conqueror’s outer strength. Nietzsche’s concern with slave morality
is not that it has turned us inward but that we are in danger of
losing our inner struggle. Inner struggle is painful and difficult,
and Nietzsche sees in the asceticism of religion, science, and philosophy
a desire to give up the struggle or to minimize the hardship. Nietzsche
insists that we must not see humanity as an end to be settled for
but rather as a bridge to be crossed between animals and what he
memorably terms the overman. Properly directed against the life-denying
forces within us, the inner strength brought about by slave morality
can be our greatest blessing.
Nietzsche often laments that language is incapable of
expressing what he wishes to express, and he lays principal blame
on the subject–predicate form of grammar. Because all sentences
divide into subject and predicate, we are lulled into thinking that
reality, too, bears this form and that there are doers and deeds.
In Nietzsche’s view there are only deeds and no doers, and it is
just as absurd to say that an eagle exists distinct from its act
of killing as it is to say that lightning exists distinct from its
act of flashing. An eagle is the act of killing
just as much as lightning is the act of flashing:
we are what we do. We might say Nietzsche’s is a metaphysics of
verbs rather than a metaphysics of nouns. While most metaphysics
conceives of a universe made up of things, Nietzsche conceives of
a universe made up of wills. We are inclined to believe that there
are subjects who exercise their will only because our grammar demands
that we give subjects to verbs. In fact, Nietzsche suggests, there
is no “I” that makes decisions and acts on them. Rather, that “I”
is the forum in which different wills assert themselves in the form
of decisions and actions. Frustratingly, both for Nietzsche and
his readers, it is very difficult to wrap our minds around this
idea that there is no doer behind the deed because every written
expression of this idea relies on grammatical structures that reinforce
the contrary idea. |
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