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Book VIII
Summary
Now that Socrates has finished describing the just city,
he returns to the interrupted task of describing the four unjust
constitutions of city and man. In addition to the aristocracy that
we have been discussing for the past six books, and the philosopher-king
who microcosmically embodies and rules this government, Socrates
identifies four other city-man pairs: there is a timocracy, and
the honor-driven man who resembles and rules that sort of government;
there is oligarchy, which resembles and is ruled by a man driven
by his necessary appetites; there is democracy, which resembles
and is ruled by a man driven by his unnecessary appetites; and there
is tyranny, which resembles and is ruled by a man driven by his
unlawful appetites. Each of these constitutions is worse than the
other, with a tyranny being the most wretched form of government,
and the tyrannical man the most wretched of men. Unfortunately,
since our city is human and all human things inevitably degenerate,
these four unjust constitutions are not presented as mere theoretical
possibilities: they are presented as the inevitable stages of degeneration
that the just city will pass through over time.
Because the rulers of the just city will rely on their
fallible sense perception in choosing the next generation of rulers,
they will -inevitably make mistakes over time. Soon the wrong sort
of people will occupy positions of power. These people will want
to change things so that rulers can have private property and focus
on wealth, while the good among the rulers will want to preserve
the old order and focus on virtue. After some battling between these
factions, the resulting constitution will be a compromise: a timocracy.
To satisfy the bad faction, the rulers will distribute all the land
and houses in the city as private property among themselves, and
enslave the producers as serfs. They will focus all their energy
on making war and guarding against the enslaved producers. The rulers
will still be respected and the warring-ruling class will not take
part in farming, manual labor, or other money-making ventures. They
will eat communally and devote themselves to physical training and
training for war. But they will be afraid to appoint wise people
as rulers, choosing instead to be ruled by spirited but simple people
who will be more inclined toward war than peace. Alhough they will
desire money, the love of victory and honor will be predominant.
The corresponding man is a man ruled by spirit. Such
a man, Socrates explains, is produced in this way: he is the son
of an aristocratic man who encourages the rational part of his son’s
soul. But the son is influenced by a bad mother and servants, who
pull him toward the love of money. He ends up in the middle, becoming
a proud and honor-loving man.
Next, the timocracy degenerates into an oligarchy. As
the love of money and wealth grows, the constitution will change
so that ruling is based entirely on wealth. Whoever has wealth and
property above a certain amount will be allowed to take part in
ruling, and whoever has less than this will have no say in government.
This city has five faults according to Socrates. First, it is ruled
by people who are not fit to rule. Second, it is not one city but
two: one city of rich people and one of poor. These two factions
do not make up a single city because they are always plotting against
one another, and do not have common aims. Third, this city cannot
fight a war because in order to fight, the rulers would have to
arm the people, but they are even more afraid of the people—who
hate them—than of outsiders. Fourth, it has no principle of specialization.
The rulers also have peripheral money-making occupations. This city
is the first to allow the greatest evil: people who live in the
city without belonging to any class or having any role; people who
are not producers, warriors, or rulers. This group includes beggars
and criminals. Socrates calls these people “drones” and divides
them into two sorts: harmless and dangerous, or “stinging.”
The corresponding man is a thrifty money-maker. He is
a timocrat’s son, and at first emulates him. But then some disgraceful
and unfair mishap befalls his father. The son, traumatized and impoverished,
turns greedily toward making money and slowly amasses property again.
His reason and spirit become slaves to appetite, as his only drive
becomes the desire to make more money. Reason can only
reason about how to make more money, while spirit only values wealth
and has as its sole ambition more wealth. This man has evil inclinations
but these are held in check because he is careful about his wealth;
he does not want to engage in activity that would threaten him with
the loss of what he has managed to build up from scratch.
Next, the oligarchy declines into a democracy. The insatiable desire
to attain more money leads to a practice of lending money at high
interests. Many in the city are driven to utter poverty while a few
thrive. The impoverished sit idly in the city hating those with wealth
and plotting revolution. The rich, in turn, pretend not to notice
the dissatisfied masses. Finally, agitated by the stinging drones,
the poor revolt, killing some rich, and expelling the rest. They
set up a new constitution in which everyone remaining has an equal
share in ruling the city. They give out positions of power pretty
much by lot, with no notice of who is most fit for what role. In this
city the guiding priority is freedom. Everyone is free to say what they
like and to arrange their life as they please. There is complete license.
We, therefore, find the greatest variety of character traits in this
city. What we do not find is any order or harmony. No one occupies
the appropriate roles.
In order to describe the corresponding man, Socrates
must explain the difference between necessary and unnecessary desires. Necessary
desires are those we cannot train ourselves to overcome, the ones
that indicate true human needs (e.g. the desire for enough sustenance
to survive). Unnecessary desires are those which we can train ourselves
to overcome (e.g., desire for luxurious items and a decadent lifestyle).
The oligarchic man is ruled by his necessary desires, but his son,
the democratic man, is soon overcome by unnecessary desires. Whereas
the father was a miser who only wanted to hoard his money, the son
comes to appreciate all the lavish pleasures that money can buy.
Manipulated by bad associates, he abandons reverence and moderation
and begins to regard anarchy as freedom, extravagance as magnificence,
and shamelessness as courage. When he is older, though, some of
his virtues return and he is sometimes pulled toward moderation.
Yet he thinks all pleasures (those of moderation and of indulgence)
are equal, and he yields to whichever one strikes his fancy at the
moment. There is no order or necessity to his life.
In the last stage of degeneration, democracy, the most
free city, descends into tyranny, the most enslaved. The insatiable
desire for freedom causes the city to neglect the necessities of
proper ruling. The drones stir up trouble again. In the democracy,
this class is even fiercer than in the oligarchy because they usually
end up becoming the dominant political figures. There are two other
classes in the democracy other than the drones: there are those
who are most naturally organized and so become wealthy, and then
there are those who work with their hands and take little part in
politics. The drones deceive both these other classes, inciting
them against each other. They try to convince the poor that the
rich are oligarchs, and they try to convince the rich that the poor
are going to revolt. In their fear, the rich try to limit the freedoms
of the poor and in so doing come to resemble oligarchs. In response,
the poor revolt. The leader of this revolt—the drone who stirs up
the people—becomes the tyrant when the poor people triumph. He kills
all the good people for fear that they will supplant him, then enslaves
everyone else so that he can steal from them to support his lavish
and extravagant life-style. He also needs to constantly make war,
to distract people from what he is doing. He must pander to the
worst segments of society—the other drones—to make them his bodyguards.
Socrates ends Book VIII without giving us the portrait
of the corresponding man. This long psychological portrait is saved
for the next book. Analysis
Plato’s critique of democracy is insightful and thought-provoking. His
description of democracy’s single-minded pursuit of freedom at the
expense of other goods, and of the sort of men who tend to gain power
in such a system, should give us pause. We must take these criticisms
seriously when considering just how we want to judge Plato’s own
system. Is the loss of personal freedom really beyond sacrifice?
Or might we actually be better off giving up freedom to gain order
and harmony in return? In either case, we now know what Plato would
say to us when he saw our terror at giving up our sacred liberties:
he would tell us that we only cling desperately to our personal
freedoms because our soul is disordered and unhealthy, our priorities
skewed. We shrink from the idea of living in Plato’s Republic because
we are driven by the wrong desires—by the desire for money, physical
pleasure, and honor. He would add that if we were driven by the
correct desires, the desire for truth, order, harmony, and the good
of our society as a whole, we would be more open to adopting Plato’s
system of government.
Explaining why the just city must inevitably degenerate
over time Plato appeals to a myth. He calculates a number which
he calls the “human number” and explains that this number controls
better and worse births. Since the rulers will not be perfectly
aware of the mathematics involves in calculating this number, they
will inevitably make mistakes and mate at the wrong time. The next
generation will be inferior to the previous, and rulers will be
lacking.
The human number is probably supposed to represent the human
good, the Form of the Good as applied to human beings. The Forms
and the laws of the universe are mathematical. Just as there are
mathematical formulae that describe the movement of the planets
and stars, there are also mathematical formulae that describe all the
aspects of man. Plato recognizes that there is no one actual number
in the case of man or of the cosmos that perfectly sums up all these
formulae. He believes that all aspects of reality can be expressed
mathematically, and that this mathematical expression of man, space,
and time is at least one part of the absolute, transcendent reality
of the Form of the Good. |
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