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Georg Wilhelm Friedrich Hegel
Phenomenology of Spirit, Chapters 1 to 3: Shapes
of Consciousness
Summary
Hegel attempts to outline the fundamental nature and conditions
of human knowledge in these first three chapters. He asserts that
the mind does not immediately grasp the objects in the world, concurring
with Kant, who said that knowledge is not knowledge of things-in-themselves,
or of pure inputs from the senses. A long-standing debate raged
in philosophy between those who believed that matter was the most
important part of knowledge and those who privileged mind. Rationalists,
such as Descartes (and before him, Plato), believed that we can
only trust the truths that the mind arrives at on its own, while
Empiricists, such as Locke, argued that all of our knowledge comes
from our perceptions of actual objects, through our senses. Kant
had sought to put this debate to rest by arguing that the meaning
of objects derives from ideas, or concepts, that stand between
mind and matter. The information entering the mind via the senses
is always mediated by concepts. In the first part of the Phenomenology,
Hegel demonstrates that though concepts do in fact mediate matter,
as Kant maintains, Hegel's own understanding of the way concepts
come into being implies a certain instability or insecurity in knowledge,
which Kant overlooks.
Whereas Kant seems to imply that an individual's mind
controls thought, Hegel argues that a collective component to knowledge also
exists. In fact, according to Hegel, tension always exists between
an individual's unique knowledge of things and the need for universal
conceptstwo movements that represent the first and second of the
three so-called modes of consciousness. The first mode of consciousnessmeaning,
or sense certaintyis the mind's initial attempt to grasp the
nature of a thing. This primary impulse runs up against the requirement
that concepts have a universal quality, which means that different
people must also be able to comprehend these concepts. This requirement
leads to the second mode of consciousness, perception.
With perception, consciousness, in its search for certainty, appeals
to categories of thought worked out between individuals through
some kind of communicative process at the level of common language.
Expressed more simply, the ideas we have of the world around us
are shaped by the language we speak, so that the names and meanings
that other people have worked out before us (throughout the history
of language) shape our perceptions.
Consciousness is always pulled in two different directions.
Our senses give us a certain kind of evidence about the world, and
the categories through which we make sense of the world, categories that
we learned when we learned language, tell us what the input of our
senses means. The fact that a difference exists between perceptions
and the meanings we give to them gives rise to a feeling of uncertainty
or skepticism that is built into the very mechanism by which minds
come to know objects. That is, to the extent that consciousness
can grasp categories of thought, it is at the same time aware of
the inadequacy of these categories and thus moved to find new ground
for sense certainty, generating new concepts that smooth over the
contradictions. This striving is constantly frustrated, the categories
of thought reveal their inner contradictions, and consciousness
is moved to posit more adequate categories. Although sense certainty
is in some ways always elusive, this process of moving from less
satisfactory to more satisfactory categories entails a kind learning
process. Hegel calls this process understanding,
the third and highest mode of consciousness.
Analysis
For the unprepared lay reader, Phenomenology of
Spirit, the earliest of Hegel's major mature works, can
be a frustrating introduction to his highly idiosyncratic and difficult
philosophical style. The difficulty arises in part because Hegel,
working within the tradition of German idealism, was attempting
to grapple with dimensions of human experience that lie largely
outside the scope of this tradition, which was established above
all by Kant. While deeply indebted to Kant, Hegel did not find the
language of idealism wholly adequate to explain what he felt needed
explaining, and he had to invent his own philosophical terms, which
at first seem unfamiliar and strange. The difficulty of Phenomenology also
lies in the work's extraordinary ambition. In one dizzying gesture,
the twenty-seven-year-old Hegel attempts to outline and define all
the diverse dimensions of human experience as he sees them: knowledge
and perception, consciousness and subjectivity, social interaction,
culture, history, morality, and religion. The result is chaotic,
and his points are often difficult to grasp, but the work is ultimately
highly rewarding for those with the right mix of patience and imagination required
to decode Hegel.
The spirit of man has broken with the old order of things
is the dramatic but fitting statement with which Hegel introduces Phenomenology
of Spirit. Here he sets out his agenda for a systematic philosophy
the subject of which is not simply the knowing and perceiving individual
mind, as it was for his immediate philosophical heirs such as Kant,
but social beings who are oriented to the world collectively through
culture. The individual is not simply standing directly opposite
objects but rather is forced to mediate between the subjective and
the collective moments of understandingthat is, between his own
immediate perceptions and the ideas about the world that he shares
with the people around him. In these early sections of Phenomenology
of Spirit, we get an early glimpse of this approach, the
famous dialectic, the idea that knowledge is a process of striving
to arrive at stable and truthful categories of thought. Knowledge-as-motion
is a recurrent theme in Hegel's writings and forms the core of his
highly original approach to epistemology.
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