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Section 6
Summary
Hegel now moves to his third division in the discussion of Spirit: the
immediate form it takes in the world, the "form it takes in actuality." This
form is "the material in which the rational end-goal is to be realized."
In a basic sense, Hegel says, this material is simply the human subject (or
subjectivity in general)--human knowing and willing bring Reason into existence
in the world. Unlike Spirit itself, human will is dependent on external things.
Nonetheless, it "moves among essences, and has the essential itself as the goal
of its existence."
With participation in both particular passions and abstract essences,
humans set up the State (a product of the conjunction of these two aspects
of the human, the subjective will and the rational will). The state is an
"ethical totality," in which human individuals are free precisely in as much as
they recognize the universal (as embodied in the principles and laws of
the
State).
Hegel is careful to point out that this idea of the State as true freedom
(freedom in Reason) is not the same as the "social contract" model of the state,
in which individual freedom is limited in order to allow others equal freedom.
The freedoms limited by the State, Hegel argues, are nothing more than
"caprice," simply the careless whims of the subjective will. The State
allows the "only genuine ethical life," because genuine ethics only come from
freedom in Reason (rational freedom).
World history, Hegel says, is only concerned with peoples who formed
states. Any "value" and any "spiritual reality" is through the State alone,
because the State is a direct embodiment of the "rational essence" of a given
people; it is the essence of a people in a form that is "objectively there for
them as knowers." In that sense, the State allows for self-consciousness, both
of its people, and, through them, of Spirit. Thus, the State is also the
realization of the Spirit in the world, "the divine Idea as it exists on
earth," the thing in which "freedom gains its objectivity."
Ideally, the State eliminates any true conflict between the subjective needs
of its people and the rational laws that govern them. In the State, "the
rational is the necessary," and the subjective and objective wills exist
together in it as a "serene whole."
Although Hegel leaves it to the "philosophy of right" (Hegel's own philosophy of
ethics) to cover the details of the structure of the State, he discusses two
"current" errors in the idea of the State. The first has already been
mentioned: the idea that humans are naturally free and that the State limits
that freedom. Hegel argues that "freedom does not exist as an original and
natural state," and that the popular idea of an original, paradisiacal "state of
nature" is incorrect. The State only limits the crudest of human drives,
"caprice and [animal] passion." The initial limiting of these drives, in
fact, is part of the process by which humans become aware of rational freedom
(with its universal essences of law) in the first place. Hegel laments
that
caprice is forever mistaken for freedom, whereas the limitation of caprice is
actually a requirement of true freedom.
The second misconception of the State makes it simply an expansion of basic,
family-based patriarchal authority, rather than a rational development of this
authority into law. On this errant model, true justice can only be exercised by
the patriarch. On the contrary, Hegel argues, the patriarchal condition is
"transitional"--its form as Statehood would be nothing more than a theocracy,
which limits the freedom of its citizens solely by authority.
Although he does not list it as one of the above set of errors, Hegel here
goes on to argue against the "majority rules" model of the State as well. On
this model, every citizen must vote on every decision of the State. Hegel says
this is simply an all-out rule of subjective will, with no role for
objective will. For true freedom, the State must be a body of trained
intelligence that has some degree of autonomy and exercises real authority,
real "will and activity." Obedience to such a State would seem to go against
the concept of freedom, but Hegel says this is avoided simply by having the
citizens choose their own degree of obedience--whatever degree is minimal for
the State to function.
Hegel discusses briefly some practical aspects of the State, noting that the
purpose of the State has been seen in different ways throughout history.
Fenelon emphasized the education of princes for a good state, and Plato did the
same for the aristocracy (Hegel criticizes these for emphasizing the head of
state over the structure of the state). Nowadays, he says, there is less of a
conception of free choice of the form of the State--the Republic is thought
best, but people assume that certain peoples require certain "less free" states
(like theocracies). This is an error; the State should stem directly from the
entire culture of a people, and should maximize their freedom.
The State is an ethical and cultural whole, from which government cannot be
dealt with separately. As the "spiritual totality" of a people, it is a part of
the history determined by the progress of Spirit. Even the most primitive,
despotic States effect a union of individual wills with a universal idea (and
this union is the Idea itself). As history progresses, individuality
asserts itself further, driving monarchies to become constitutional in
accordance with the progress in the spirit of the people. On this model,
the most important factor in building a State is the current stage of the
development of the rational condition of the people (the stage of rationally
self-conscious freedom).
In sum, then, the State "is the Idea of Spirit in the externalized form of
human will and freedom." In the State, the Idea and the subjective will "cohere
together exactly." The State is the actualized form of Spirit, and "the
elements of the Idea are reflected in the State as various political
principles." These principles differ widely for different states at
different times, and there is no value in taking older models for new
states.
The union of subjective will and the Idea in the State means that the State
is also the enabling basis for other aspects of culture. Religion is at the
"pinnacle" of this union, because it is where the worldly version of Spirit
becomes aware of the absolute form of Spirit (as God)--religion dismisses the
particular altogether. Art is a much more sensory endeavor, which seeks not to
know the mind of God but to make Him visible, to reveal the "outer form" of the
absolute. Philosophy does try to know the absolute in and of itself, and
is therefore the highest, freest and wisest of these three "configuration[s] of
Spirit."
Thus, what is universal in the State is precisely the culture of
the
nation, and the "concrete actuality" of that universal culture is "the Spirit of
the people itself." Religion is the most powerful aspect of culture by which
the people may become aware of their own Spirit as the union between the
subjective and objective wills. This self-awareness, Hegel says, is crucial to
the development of Spirit. Religion provides a people with a definition of the
deepest truth, with a "universal soul of all particular things." Thus, the
way a people represents God constitutes their "general foundation," their
absolute justification for the details of secular life. Religion gives the
State a supreme justification, allowing its principles to be recognized as
"determinations of the divine nature itself." Thus, the link between religion
and the State must be preserved.
Closing his discussion of the State, Hegel gives the example of Athena as
the "Spirit" of the people of Athens: the Spirit of a people is their sum, their
rationale, their central abstract principle, "the basis and content of [their]
self-consciousness." Such a Spirit is also a determinate stage of world
history, a step in the progress of the larger Spirit. Hegel reminds us that
self-consciousness, which Spirit must achieve through human self-consciousness,
necessitates objectivity (the self known as an object). This objectivity is
found in "all the differentiated spheres of the objective Spirit" as it is
expressed in the various institutions of the State and culture. The concept of
Spirit is defined by the realization of this state of affairs, as States
progress through the determinate stages of world history.
Commentary
This section of Hegel's breakdown of the nature of Spirit is almost entirely
a consideration of the general characteristics of the State, the form Spirit
takes in actual human history. At this point, we should be able to see more of
Hegel's overall theoretical structure emerging, a structure which is roughly
parallel in its stages to the mechanism by which Spirit governs history. Thus,
Hegel has discussed Spirit in general, then moved on to consider the human
passions that actualize Spirit in the world, then shown how these
human passions are bound up with abstract ideals and "essences," and finally
(in this section) he has turned his attention to the State itself--the final
product.
The State is the product of two elements that Hegel has already discussed:
Spirit and subjective human will. The aspect of Spirit that Hegel uses for
this stage of things (in regard to the World Spirit rather than the fully
abstract Spirit) is the Idea. We might think of the Idea as the moving or
actualizing aspect of Spirit, the aspect that is picked up in human
consciousness and turned into the universal principles of the State. If it
helps, we could also imagine Spirit having an "Idea" of itself that it
shares with humanity.
Hegel's account of the State here is extremely forceful; at points his text
reads more like an ode than an analysis ("the State is the divine Idea, as it
exists on earth"). To some extent, Hegel is overplaying his hand, driving his
point home without detailed substantiation. He used a similar approach for the
introduction of the idea that Reason rules history--we are meant, in this
introduction to a long set of lectures, to take these points as premises that
will be proved later.
Nonetheless, Hegel does give us a good outline of the State as the earthly
form of Spirit. This outline depends largely on the idea of the union of the
universal (the "objective will") with the realm of individual human
passions
and needs (the "subjective will"), which was set out in the "means of Spirit"
section. By grasping this union, we can see the sense in which Hegel says that
the State is the true subject of history. Without a State, neither universal
principles nor true freedom can enter the picture; without a State, humans are
united only under small-scale, arbitrary authority, and pursue only their own
subjective desires. The State allows people to see their own collective,
rational spirit in an external form, and therefore it allows both self-
consciousness and true freedom (since freedom is precisely this rational self-
consciousness). Only with this development does the essential freedom and self-
awareness of Spirit begin to reveal itself in human society. And only
then do we truly have the material for philosophic history.
Hegel must emphasize that nothing but this total union of subjective will
and universal principle (yielding true freedom) counts for him as a State.
Anything less would seriously complicate his theoretical structure, which
depends on an extremely cohesive relationship (almost an identity) between his
abstract conceptions of Spirit, freedom, and Reason on the one hand, and the
forms these take in reality on the other. Hegel's State must be a perfect
instantiation of these abstract principles.
Thus, Hegel throws out the patriarchal model of statehood, since that model
cannot be said to allow its citizens rational freedom. He also throws out the
"negative freedom" model (better known to us as the "social contract" model), in
which citizens agree to a State in order to limit their freedom enough to form a
functional and stable society. In Hegel's model, the State absolutely cannot be
found to limit real freedom. Thus, Hegel says that State and the law limit only
"caprice," which is not true freedom at all (since it is not rational, and
therefore not self-sufficient).
We might wonder if there is any real difference, however, between the social
contract model and Hegel's--perhaps the difference is solely in the name we give
to the human actions limited by State law. One solution might be to say that
this difference in labeling is really a difference in concept (though the
reality may appear to be the same): does the State limit anything that we should
conceive of as "freedom"? Part of Hegel's overall point is that conceptual
questions like this not only bear on reality, but determine reality.
Hegel senses a second danger in the form of the "majority rules" conception
of statehood, in which the only things that count are the individual votes of
the citizens. This model would mean that the universal principle is
never
really embodied in any autonomous sense, since the government has no real
autonomy. With that, the union of universal and subjective would break down,
and we'd be left only with the millions of subjective wills of the people.
So this model is dismissed as well.
Finally, we should note Hegel's emphasis on the idea of the State as an
ethical and cultural whole--not just the government, but the whole essential
Spirit of a given people. This Spirit involves extra-governmental aspects
of the people's Spirit such as religion, art, and philosophy, each of which
takes its place in the whole that is the State. Religion is especially
important, since it harbors the most direct emotional and spiritual recognition
of the people's Spirit (the central "principle" of the State) as something
divine. Thus, we should not picture the State as a cold bureaucracy, but
rather as the whole of public society, from the deepest common religious beliefs
to the smallest constitutional details. Keeping this in mind may also help to
make Hegel's extensive claims for the State more plausible.
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