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Heat Engines
Definitions of Heat and Work
Both heat and work have intuitive definitions. However, we need to
forego those as we study thermodynamics, because they can be misleading
if not used carefully. To that end, we will rigorously define both
concepts here.
Heat is the transfer of energy to a system via thermal contact with
a reservoir. Work is the transfer of energy to a system via a
change in the parameters of the system, such as volume.
This seemingly small distinction has significant consequences. Remember
that a transfer of energy from a reservoir must obey the thermodynamic
identity (taken for constant N and V), dU = τ dσ. Therefore a
change in energy, i.e. a heat transfer, is accompanied by an
entropy transfer. The addition of work,
however, can't change the entropy of the system since we are only
changing the external environment of the system.
We can look at the thermodynamic identity in a new way. The first term,
τ dσ, can be thought of as the heat input, written dQ. The
second term, - p dV, can be thought of as the work input, written
dW. The third term, μ dN, can be thought of as the chemical work
input, written dWc. Therefore the total change in energy is due
entirely to the sum of the heat inputted, work, and chemical work done
on the system.
Heat Engines
We need to think of entropy in a new way, though it is yet the same
fundamentally as before. Entropy cannot build up indefinitely in a
system. If it is introduced accompanying some heat input, it must
eventually be released from the system.
This restriction does not affect the conversion of work into work,
however. A plant that converts the rush of a river into electricity
does not have to worry about entropy. Similarly, conversion of work
into heat does not lead to a buildup of entropy. Conversion of heat to
work, however, the basic process of a heat engine, must be done
carefully to avoid buildup of entropy.
In fact, heat cannot be completely converted into work. Some heat must
also be outputted as heat, to carry the entropy back out of the system.
We can rewrite part of the thermodynamic identity as:
σin = Qin/τin. We want some of the input heat Qin
to be converted into work, so we know that Qout will be less than
Qin.
We want all of the entropy to be extracted, however, and so we want
σin = σout. The only way to accomplish such a feat is
to have τin > τout. For this reason, we replace all of the
"in" subscripts by "h", standing for "high temperature", and the "out"
subscripts by "l", to indicate "low temperature".
Carnot Efficiency
The work that we actually get out in a heat engine is the difference
between the input and output heat W = Qh - Ql =
Qh.
Ideally, we would want W = Qh, for in that case the system
would be completely efficient.
For that reason, we define the Carnot efficiency, ηC, to be
the ratio of the work to the input heat:
ηC≡ ![]()
Carnot Inequality
Some processes occur within an engine that create entropy irreversibly.
Friction is a good example of such an unwanted source of entropy. We
therefore can say that the actual efficiency of an engine is only as
good or worse than the Carnot efficiency: η≤ηC. This
relation is known as the Carnot Inequality.
Therefore a heat engine is a device that takes an input of heat at a
high temperature, converts the heat partially to work, and expels heat
at a lower temperature to maintain constant entropy inside the device.
The lower temperature cannot practically be lower than that of the
environment because the heat must eventually be dumped somewhere.
Therefore the higher temperature is typically quite hot, usually many
hundreds of Kelvin.
We can compress all of this information into a tidy diagram. Take some
time to understand the diagram and what is represented there.
![]()
Figure 1.1: Entropy and Energy in a Heat Engine
Other Devices
Looking back at Figure 1.1, there is nothing to prevent us from
trying to reverse the process entirely. That is, we could try to input
work to take heat from a low temperature to a high temperature. The
only difference in the diagram is that the unwanted entropy created
inside the device never works to our advantage and makes the outputted
entropy greater than that inputted.
If you think about it, the description given above is exactly that of a
refrigerator; it uses work (electrical work) to remove heat from inside
the refrigerator, which is at a low temperature, and dump it into the
environment at a higher temperature.
Two more common devices follow the same basic setup. An air conditioner
is essentially a large refrigerator, where the inside of the
refrigerator is exchanged for the inside of a house or car. A heat pump
is an air conditioner in which we now swap the input and output.
Therefore we extract heat from a cold environment to heat a warmer
environment.
All of these devices work in essentially the same manner, which is a
beautiful result of thermodynamics.
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